Series 65

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The Uniform Investment Adviser Law Examination, or Series 65, is designed to qualify candidates as investment adviser representatives. The Series 65 exam tests candidates on subjects considered necessary to provide investment advice to clients.

The Series 65 is a 3-hour, 130 multiple-choice question exam categorized as follows:

Category	Questions	% of Exam
Economics and Analysis	20	15%
Investment Vehicles	26	20%
Investment Recommendations and Strategies	39	30%
Legal and Ethical Guidelines, including Prohibition on Unethical Business Practices	45	35%

To pass the Series 65, a 68.5% is required (89 out of 130 questions must be answered correctly).

Series 65 Exam Fee: $120.00
(Effective January 1, 2005)