Series 62

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The Corporate Securities Limited Representative Qualification Examination, or Series 62, qualifies an individual to trade corporate stocks, corporate bonds, rights, warrants, closed-end investment companies, money-market funds, privately issued mortgage-backed securities, other asset-backed securities, and Real Estate Investment Trusts (REITs).

A Series 62 registration does NOT allow a representative to trade municipal securities, direct participation programs, variable contracts, or options.

The Series 62 is a 2 1/2 hour, 115 multiple-choice question exam categorized as follows:

Category	Questions	% of Exam
Characteristics of Corporate Securities	28	24%
The Market for Corporate Securities	31	27%
Valuing Corporate Securities	14	12%
Handling Customer Accounts	42	37%

To pass the Series 62, a 70% is required (81 out of 115 questions must be answered correctly).

Series 62 Exam Fee: $70
(Effective January 1, 2005)