The Investment Company/Variable Contracts
Products Limited Representative Qualification
Examination, or Series 6, tests
a candidate’s knowledge of redeemable
securities of investment companies, securities
of closed-end investment companies during
the period of initial distribution only,
variable contracts and insurance premium
funding programs, and contracts that are
not exempt securities according to the
Securities Act of 1933.
Any individual who will transact a member’s
business in these securities must pass the
Series 6.
The Series 6 is a 2 1/4 hour, 100 multiple-choice
question exam categorized as follows:
